Riesgo operacional y elementos de la empresa familiar
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El riesgo operacional ha sido uno de los riesgos más importantes a regular en la actualidad entre las empresas. Hay varios factores que pueden afectar este tipo de riesgo; uno de ellos son los elementos de la empresa familiar. Al utilizar un marco bayesiano, estos elementos se tuvieron en cuenta para definir las posibles relaciones de causalidad entre ellos y el riesgo operacional. Para ello se consideró un conjunto de empresas familiares mexicanas con diferentes tamaños, se seleccionó un conjunto de expertos de esas empresas, se definieron los elementos de empresa familiar que podrían impactar y se caracterizó una red bayesiana para cada tipo de empresa. Los resultados son: 1) existen elementos teóricos de la empresa familiar que inciden en el riesgo operacional, 2) cuanto mayor es la presencia de elementos familiares dentro de las empresas menor es el riesgo operacional, 3) existe una estructura organizativa específica en función de una empresa tamaño que está de acuerdo con una red bayesiana específica para medir el riesgo operacional cuando se consideran elementos de empresa familiar.
Alexander, C. (2002). Operational Risk Measurement: Advanced Approaches, ISMA Centre, University of Reading, UK.
Allouche, J.; B. Amann; J. Jaussaud and T. Kurashina (2008). The Impact of Family Control on the Performance and Financial Characteristics of Family Versus Nonfamily Businesses in Japan: A Matched-Pair Investigation. Family Business Review, 315-329.
Anderson, R. C. and D. M. Reeb (2003). Founding-Family Ownership and Firm Performance Evidence from the S&P 500. The Journal of Finance, 1301-1328.
Banerjee, A., Barroso Martínez y J. Tato Jiménez (2011). Professionalizarse, emprender y aliarse para que la empresa familiar continué. Revista de Empresa Familiar, No. 1, 27-4.
Basel Committee on Banking Supervision (2006). International Convergence of Capital Measurement and Capital Standards. A revised framework. Basel.
Beltran, M.; A. Muñoz and A. Muñoz (2014). Redes bayesianas aplicadas a problemas de credit scoring. Una aplicación práctica. Cuadernos de economía; 37:73-86 - DOI: 10.1016/j.cesjef.2013.07.001.
Carney, M.; M. Van Essen; E. R. Gedajlovic & P. P. Heugens (2013). What Do We Know About Private Family Firms? A Meta-Analytical Review. Entrepreneurship Theory and Practice, 513-544.
Castrillo, L.A. and San J. M. Martín (2007). La propiedad familiar como mecanismo de gobierno disciplinador de la dirección en las empresas mexicanas: Una evidencia empírica.
Circular Única de Bancos (CUB). Secretaría de Hacienda y Crédito Público, 2005.
Chan, A.P.; F.K. Wong; C. K. Hon and T. N. Choi (2018). A Bayesian Network for Reducing Accident Rates of Electrical and Mechanical (E&M) Work, International Journal of Environmental Research and Public Health, 1-19.
Colli, A. (2003). The History of Family Business 1850-2000. Cambridge: Cambridge University Press.
Condamin L.; C. Marie and P. Naim (2018). A Pilot Project for Peer Benchmarking of Operational Risk Scenarios, Journal of Risk Management in Financial Institutions, vol. 11, No. 4, pp. 381-392.
Corbetta, G. (1995). Patterns of Development of Family Business in Italy. Family Business Review, 255-265.
Cowell R. G.; R. J. Verrall and Y. K. Yoon (2007). Modeling Operational Risk with Bayesian Networks. The Journal of Risk and Insurance, vol. 74 No. 4. 795-827.
Dávila, G.; F. Ortiz and F. Cruz (2016). Cálculo del valor en riesgo operacional mediante redes bayesianas para una empresa financiera. Contaduría y Administración, 61, 176-201.
Esquivel, L. and H. Aguilar (2002). Los valores familiares: una aproximación teórica y metodológica. Educación y Ciencia, 6, 45-52.
Farr M. and D. Bailey (2018). Uniting Business Continuity Management and Operational Risk Management, Journal of Business Continuity and Energy Planning, vol. 12, No. 4, pp 294-301.
Fernández, E.; B. Junquera & M. Ordiz (2003). Organizational Culture and Human Resources in Environmental Issue: A Review of Literature. International Journal of Human Resource Management, 14, 634-656.
Gallo M. A. (1995). Empresa familiar. Textos y casos. Barcelona: Praxis.
Gersick, K.; J. Davis; M. McCollom; I. Lansberg (1997). Generation to Generation: Life Cycles of the Family Business. USA: Harvard Business School Press.
Gueye, S. and E. Simon (2010). Is the Family Business a Safer Type of Governance in Time of Crisis? Problems and Perspectives in Management, 23-29.
IFC – Banco Mundial (2011). Manual IFC de gobierno de empresas familiares. Corporación Financiera Internacional, Banco Mundial. Washington.
Karwanski M. and U. Grzybowska (2018). Modeling Correlations in Operational Risk, Acta Physica Polonica, vol. 133, No. 6, pp. 1402-1407.
Kets de Vries, M. F. (1993). The entrepreneurial personality: A person at the cross roads. Journal of Management Studies, 14, 34-57.
Kolesnik J. (2018). Operational Risk in Banks: Revolution or Regulatory Evolution, Research Papers of Wroclaw University of Economics, No. 509, pp. 168-179.
Kuratko, D.; H. Foss & L. Vanalst (1994). Irs estate freeze rules: implications for family business succession planning. Family Business Review, 1, 61-71.
Leach, P. (2009). La empresa familiar. Buenos Aires: Ediciones Granica Vergara.
Le Breton-Miller, I. and D. Miller (2006). Why Do Some Family Businesses Out- Compete? Governance, Long-Term Orientations, and Sustainable Capability. Entrepreneurship Theory and Practice, 731-746.
Leippold, M. (2003). The Quantification of Operational Risk, Social Science Research Network.
Madsen, A. L., & U. B. Kjaerulff (2013). Bayesian Networks and Influence Diagrams: A Guide to Construction and Analysis. New York: Springer.
Manzano, G. & J. Ayala (2002). Sucesión en la empresa familiar: Algunas claves del éxito. Boletín de Estudios Económicos, 57, 433-449.
Martínez, J. I.; B. S. Stöhr and B. F. Quiroga (2007). Family Ownership and Firm Performance: Evidence From Public Companies in Chile. Family Business Review, 83-94.
Martin-Reyna, J. S. and J. A. Durán-Encalada (2012). The Relationship Among Family Business, Corporate Governance and Firm Performance: Evidence From the Mexican Stock Exchange. Journal of Family Business Strategy, 106-117.
Masulis, R., P. Kien and J. Zein (2011). Family Business Groups around the world: Financing Advantages, Control Motivations and Organizational Choices. Review of Family Business, vol. 24, pp. 3556-3600.
Narver, J. and S. Slater (1990) The Effect of a Market Orientation on Business Profitability. Journal of Marketing, 54, 20-35.
Neil, M., D. Marquez and N. Fenton (2004). Bayesian Network to model Expected and Unexpected Operational Losses, Risk Analysis, vol. 25. No. 4.
Neubauer, F. and A. Lank (1998). La empresa familiar. Como dirigirla para que perdure. Barcelona: Deusto.
Poza Ernesto J. (2005). Empresas Familiares. México: Thomson Learning.
Ramírez, M., y M. Fonseca (2010). Building social capital across generations. Family Enterprise Research Conference, México.
Reimer K. and P. Neu (2003). Functional Correlation Approach to Operational Risk in Banking Organization, Kings College London, Dresdner Bank.
Riso V. and M. Castellini (2019). Poor Integration between Operational Risk Management activities and Internal Control System in the Municipalities: An Analysis of Italian Legislative, Business and Management Sciences International, Quarterly Review, Vol. 10, No.1 pp. 149-158.
Sharma, P., J. J. Chrisman and K. E. Gersick (2012). 25 Years of Family Business Review: Reflections on the Past and Perspectives for the Future. Family Business Review, 5-15.
Soto Maciel, A. (2013). La empresa familiar en México. Situación actual de la investigación. Contaduría y Administración, 58, 135-171.
Stewart, A. and M. A. Hitt (2012). Why Can’t a Family Business Be More Like a Non-family Business? Modes of Professionalization in Family Firms. Family Business Review, 58-86.
Tagiuri, R. & J. A. Davis (1996) Bivalent attributes of the family firm. Family Business Review, 2, 199-208.
Targino R.; G. Peters, G. Sofronov and P. Shevchenko (2017). Optimal Exercise Strategies for Operational Risk Insurance via Multiple Stopping Times, Methodology and Computing in Applied Probability, No. 19 pp. 487-518
Uusitalo, L. Advantages and challenges of Bayesian networks in environmental modelling. Ecol. Model. 2007, 203, 312–318.
Ward John (2007). El éxito en los negocios de familia. Colombia: Norma.
Detalles del artículo
Esta obra está bajo una licencia internacional Creative Commons Atribución-NoComercial 4.0.
Contenido principal del artículo
El riesgo operacional ha sido uno de los riesgos más importantes a regular en la actualidad entre las empresas. Hay varios factores que pueden afectar este tipo de riesgo; uno de ellos son los elementos de la empresa familiar. Al utilizar un marco bayesiano, estos elementos se tuvieron en cuenta para definir las posibles relaciones de causalidad entre ellos y el riesgo operacional. Para ello se consideró un conjunto de empresas familiares mexicanas con diferentes tamaños, se seleccionó un conjunto de expertos de esas empresas, se definieron los elementos de empresa familiar que podrían impactar y se caracterizó una red bayesiana para cada tipo de empresa. Los resultados son: 1) existen elementos teóricos de la empresa familiar que inciden en el riesgo operacional, 2) cuanto mayor es la presencia de elementos familiares dentro de las empresas menor es el riesgo operacional, 3) existe una estructura organizativa específica en función de una empresa tamaño que está de acuerdo con una red bayesiana específica para medir el riesgo operacional cuando se consideran elementos de empresa familiar.
Alexander, C. (2002). Operational Risk Measurement: Advanced Approaches, ISMA Centre, University of Reading, UK.
Allouche, J.; B. Amann; J. Jaussaud and T. Kurashina (2008). The Impact of Family Control on the Performance and Financial Characteristics of Family Versus Nonfamily Businesses in Japan: A Matched-Pair Investigation. Family Business Review, 315-329.
Anderson, R. C. and D. M. Reeb (2003). Founding-Family Ownership and Firm Performance Evidence from the S&P 500. The Journal of Finance, 1301-1328.
Banerjee, A., Barroso Martínez y J. Tato Jiménez (2011). Professionalizarse, emprender y aliarse para que la empresa familiar continué. Revista de Empresa Familiar, No. 1, 27-4.
Basel Committee on Banking Supervision (2006). International Convergence of Capital Measurement and Capital Standards. A revised framework. Basel.
Beltran, M.; A. Muñoz and A. Muñoz (2014). Redes bayesianas aplicadas a problemas de credit scoring. Una aplicación práctica. Cuadernos de economía; 37:73-86 - DOI: 10.1016/j.cesjef.2013.07.001.
Carney, M.; M. Van Essen; E. R. Gedajlovic & P. P. Heugens (2013). What Do We Know About Private Family Firms? A Meta-Analytical Review. Entrepreneurship Theory and Practice, 513-544.
Castrillo, L.A. and San J. M. Martín (2007). La propiedad familiar como mecanismo de gobierno disciplinador de la dirección en las empresas mexicanas: Una evidencia empírica.
Circular Única de Bancos (CUB). Secretaría de Hacienda y Crédito Público, 2005.
Chan, A.P.; F.K. Wong; C. K. Hon and T. N. Choi (2018). A Bayesian Network for Reducing Accident Rates of Electrical and Mechanical (E&M) Work, International Journal of Environmental Research and Public Health, 1-19.
Colli, A. (2003). The History of Family Business 1850-2000. Cambridge: Cambridge University Press.
Condamin L.; C. Marie and P. Naim (2018). A Pilot Project for Peer Benchmarking of Operational Risk Scenarios, Journal of Risk Management in Financial Institutions, vol. 11, No. 4, pp. 381-392.
Corbetta, G. (1995). Patterns of Development of Family Business in Italy. Family Business Review, 255-265.
Cowell R. G.; R. J. Verrall and Y. K. Yoon (2007). Modeling Operational Risk with Bayesian Networks. The Journal of Risk and Insurance, vol. 74 No. 4. 795-827.
Dávila, G.; F. Ortiz and F. Cruz (2016). Cálculo del valor en riesgo operacional mediante redes bayesianas para una empresa financiera. Contaduría y Administración, 61, 176-201.
Esquivel, L. and H. Aguilar (2002). Los valores familiares: una aproximación teórica y metodológica. Educación y Ciencia, 6, 45-52.
Farr M. and D. Bailey (2018). Uniting Business Continuity Management and Operational Risk Management, Journal of Business Continuity and Energy Planning, vol. 12, No. 4, pp 294-301.
Fernández, E.; B. Junquera & M. Ordiz (2003). Organizational Culture and Human Resources in Environmental Issue: A Review of Literature. International Journal of Human Resource Management, 14, 634-656.
Gallo M. A. (1995). Empresa familiar. Textos y casos. Barcelona: Praxis.
Gersick, K.; J. Davis; M. McCollom; I. Lansberg (1997). Generation to Generation: Life Cycles of the Family Business. USA: Harvard Business School Press.
Gueye, S. and E. Simon (2010). Is the Family Business a Safer Type of Governance in Time of Crisis? Problems and Perspectives in Management, 23-29.
IFC – Banco Mundial (2011). Manual IFC de gobierno de empresas familiares. Corporación Financiera Internacional, Banco Mundial. Washington.
Karwanski M. and U. Grzybowska (2018). Modeling Correlations in Operational Risk, Acta Physica Polonica, vol. 133, No. 6, pp. 1402-1407.
Kets de Vries, M. F. (1993). The entrepreneurial personality: A person at the cross roads. Journal of Management Studies, 14, 34-57.
Kolesnik J. (2018). Operational Risk in Banks: Revolution or Regulatory Evolution, Research Papers of Wroclaw University of Economics, No. 509, pp. 168-179.
Kuratko, D.; H. Foss & L. Vanalst (1994). Irs estate freeze rules: implications for family business succession planning. Family Business Review, 1, 61-71.
Leach, P. (2009). La empresa familiar. Buenos Aires: Ediciones Granica Vergara.
Le Breton-Miller, I. and D. Miller (2006). Why Do Some Family Businesses Out- Compete? Governance, Long-Term Orientations, and Sustainable Capability. Entrepreneurship Theory and Practice, 731-746.
Leippold, M. (2003). The Quantification of Operational Risk, Social Science Research Network.
Madsen, A. L., & U. B. Kjaerulff (2013). Bayesian Networks and Influence Diagrams: A Guide to Construction and Analysis. New York: Springer.
Manzano, G. & J. Ayala (2002). Sucesión en la empresa familiar: Algunas claves del éxito. Boletín de Estudios Económicos, 57, 433-449.
Martínez, J. I.; B. S. Stöhr and B. F. Quiroga (2007). Family Ownership and Firm Performance: Evidence From Public Companies in Chile. Family Business Review, 83-94.
Martin-Reyna, J. S. and J. A. Durán-Encalada (2012). The Relationship Among Family Business, Corporate Governance and Firm Performance: Evidence From the Mexican Stock Exchange. Journal of Family Business Strategy, 106-117.
Masulis, R., P. Kien and J. Zein (2011). Family Business Groups around the world: Financing Advantages, Control Motivations and Organizational Choices. Review of Family Business, vol. 24, pp. 3556-3600.
Narver, J. and S. Slater (1990) The Effect of a Market Orientation on Business Profitability. Journal of Marketing, 54, 20-35.
Neil, M., D. Marquez and N. Fenton (2004). Bayesian Network to model Expected and Unexpected Operational Losses, Risk Analysis, vol. 25. No. 4.
Neubauer, F. and A. Lank (1998). La empresa familiar. Como dirigirla para que perdure. Barcelona: Deusto.
Poza Ernesto J. (2005). Empresas Familiares. México: Thomson Learning.
Ramírez, M., y M. Fonseca (2010). Building social capital across generations. Family Enterprise Research Conference, México.
Reimer K. and P. Neu (2003). Functional Correlation Approach to Operational Risk in Banking Organization, Kings College London, Dresdner Bank.
Riso V. and M. Castellini (2019). Poor Integration between Operational Risk Management activities and Internal Control System in the Municipalities: An Analysis of Italian Legislative, Business and Management Sciences International, Quarterly Review, Vol. 10, No.1 pp. 149-158.
Sharma, P., J. J. Chrisman and K. E. Gersick (2012). 25 Years of Family Business Review: Reflections on the Past and Perspectives for the Future. Family Business Review, 5-15.
Soto Maciel, A. (2013). La empresa familiar en México. Situación actual de la investigación. Contaduría y Administración, 58, 135-171.
Stewart, A. and M. A. Hitt (2012). Why Can’t a Family Business Be More Like a Non-family Business? Modes of Professionalization in Family Firms. Family Business Review, 58-86.
Tagiuri, R. & J. A. Davis (1996) Bivalent attributes of the family firm. Family Business Review, 2, 199-208.
Targino R.; G. Peters, G. Sofronov and P. Shevchenko (2017). Optimal Exercise Strategies for Operational Risk Insurance via Multiple Stopping Times, Methodology and Computing in Applied Probability, No. 19 pp. 487-518
Uusitalo, L. Advantages and challenges of Bayesian networks in environmental modelling. Ecol. Model. 2007, 203, 312–318.
Ward John (2007). El éxito en los negocios de familia. Colombia: Norma.
Detalles del artículo
Esta obra está bajo una licencia internacional Creative Commons Atribución-NoComercial 4.0.